Intermediaries

I. MODEL AGREEMENTS

(The list and its contents are indicative and are subject to change depending on the issuer company and the sector in which it operates.)

Sl.No.Agreement
1.Registrar Agreement
2.Offer Agreement
3.Underwriting Agreement
4.Syndicate Agreement
5.Escrow Agreement

II. CURRENT RFPs

Merchant Bankers

Advertisements/Notices

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Schedule of Presentations

Sl.No.ITEMCOMPANYLAST DATE/TIME OF SUBMISSIONISSUED BY
1.REQUEST FOR PROPOSALS (RFP) TO ENGAGE AN ADVISOR FOR CREATION AND LAUNCH OF A NEW EXCHANGE TRADED FUND (ETF) COMPRISING SHARES OF GOVERNMENT IN LISTED CPSEs AND OTHER CORPORATE ENTITIES ETF 9 May 2017 - 4:00pmDIPAM
2.ENGAGEMENT OF BOOK RUNNING LEAD MANAGERS FOR LISTING AND DISINVESTMENT IN RITES LIMITED OUT OF GOVERNMENT OF INDIA SHAREHOLDING OF 100% THROUGH “INITIAL PUBLIC OFFERING” IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS. BRLM in 8 CPSEs (1) 11 May 2017 - 3:00pmDIPAM
3.ENGAGEMENT OF BOOK RUNNING LEAD MANAGERS FOR LISTING AND DISINVESTMENT IN RAIL VIKAS NIGAM LIMITED (RVNL) OUT OF GOVERNMENT OF INDIA SHAREHOLDING OF 100% THROUGH “INITIAL PUBLIC OFFERING” IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS. BRLM in 8 CPSEs (2) 11 May 2017 - 3:00pmDIPAM
4.ENGAGEMENT OF MERCHANT BANKERS AND SELLING BROKERS FOR THE DISINVESTMENT IN STEEL AUTHORITY OF INDIA LTD. (SAIL) THROUGH THE “OFFER FOR SALE BY PROMOTERS THROUGH THE STOCK EXCHANGES” METHOD IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS SAIL 11 May 2017 - 3:00pmDIPAM
5.ENGAGEMENT OF MERCHANT BANKERS AND SELLING BROKERS FOR THE DISINVESTMENT IN RURAL ELECTRIFICATION CORPORATION LTD. (RFC) THROUGH THE “OFFER FOR SALE BY PROMOTERS THROUGH THE STOCK EXCHANGES” METHOD IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS REC 11 May 2017 - 3:00pmDIPAM
6.ENGAGEMENT OF MERCHANT BANKERS AND SELLING BROKERS FOR THE DISINVESTMENT IN POWER FINANCE CORPORATION LTD. (PFC) THROUGH THE “OFFER FOR SALE BY PROMOTERS THROUGH THE STOCK EXCHANGES” METHOD IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS PFC 11 May 2017 - 3:00pmDIPAM
7.ENGAGEMENT OF MERCHANT BANKERS AND SELLING BROKERS FOR THE DISINVESTMENT IN NTPC LTD. THROUGH THE “OFFER FOR SALE BY PROMOTERS THROUGH THE STOCK EXCHANGES” METHOD IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS NTPC 11 May 2017 - 3:00pmDIPAM
8.ENGAGEMENT OF MERCHANT BANKERS AND SELLING BROKERS FOR THE DISINVESTMENT IN NLC INDIA LTD. (NLC) THROUGH THE “OFFER FOR SALE BY PROMOTERS THROUGH THE STOCK EXCHANGES” METHOD IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS NLC 11 May 2017 - 3:00pmDIPAM
9.ENGAGEMENT OF MERCHANT BANKERS AND SELLING BROKERS FOR THE DISINVESTMENT IN NHPC LTD. THROUGH THE “OFFER FOR SALE BY PROMOTERS THROUGH THE STOCK EXCHANGES” METHOD IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS NHPC 11 May 2017 - 3:00pmDIPAM
10.ENGAGEMENT OF MERCHANT BANKERS AND SELLING BROKERS FOR THE DISINVESTMENT IN INDIAN OIL CORPORATION LTD. (IOCL) THROUGH THE “OFFER FOR SALE BY PROMOTERS THROUGH THE STOCK EXCHANGES” METHOD IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS IOCL 11 May 2017 - 3:00pmDIPAM
11.ENGAGEMENT OF BOOK RUNNING LEAD MANAGERS FOR LISTING AND DISINVESTMENT IN BHARAT DYNAMICS LIMITED OUT OF GOVERNMENT OF INDIA SHAREHOLDING OF 100% THROUGH “INITIAL PUBLIC OFFERING” IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS. BDL 2 May 2017 - 3:00pmDIPAM
12.ENGAGEMENT OF BOOK RUNNING LEAD MANAGERS FOR LISTING AND DISINVESTMENT IN GARDEN REACH SHIPBUILDERS & ENGINEERS LIMITED OUT OF GOVERNMENT OF INDIA SHAREHOLDING OF 100% THROUGH “INITIAL PUBLIC OFFERING” IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS. GRSE 2 May 2017 - 3:00pmDIPAM
13.ENGAGEMENT OF BOOK RUNNING LEAD MANAGERS FOR LISTING AND DISINVESTMENT IN MAZAGON DOCK SHIPBUILDERS LTD OUT OF GOVERNMENT OF INDIA SHAREHOLDING OF 100% THROUGH “INITIAL PUBLIC OFFERING” IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS MDL 2 May 2017 - 3:00pmDIPAM
14.ENGAGEMENT OF BOOK RUNNING LEAD MANAGERS FOR LISTING AND DISINVESTMENT IN MISHRA DHATU NIGAM LIMITED OUT OF GOVERNMENT OF INDIA SHAREHOLDING OF 100% THROUGH “INITIAL PUBLIC OFFERING” IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS. MIDHANI 2 May 2017 - 3:00pmDIPAM
15.ENGAGEMENT OF BOOK RUNNING LEAD MANAGERS FOR LISTING AND DISINVESTMENT IN MSTC Ltd. OUT OF GOVERNMENT OF INDIA SHAREHOLDING OF 100% THROUGH “INITIAL PUBLIC OFFERING” IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS. MSTC 2 May 2017 - 3:00pmDIPAM
16.ENGAGEMENT OF BOOK RUNNING LEAD MANAGERS FOR LISTING AND DISINVESTMENT IN NORTH EASTERN ELECTRIC POWER CORPORATION LTD. (NEEPCO) OUT OF GOVERNMENT OF INDIA SHAREHOLDING OF 100% THROUGH “INITIAL PUBLIC OFFERING” IN THE DOMESTIC MARKET – REQUEST FOR PROPOSALS. NEEPCO 2 May 2017 - 3:00pmDIPAM

Legal Advisors

Advertisements/Notices

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Schedule of Presentations

Sl.No.ITEMCOMPANYLAST DATE/TIME OF SUBMISSIONISSUED BY
1.REQUEST FOR PROPOSALS (RFP) TO ENGAGE A LEGAL ADVISER FOR CREATION AND LAUNCH OF A NEW EXCHANGE TRADED FUND (ETF) COMPRISING SHARES OF LISTED CPSEs AND OTHER CORPORATE ENTITIES. ETF Legal Adviser 9 May 2017 - 3:30pmDIPAM
2.Appointment of Legal Advisers- domestic and international- for disinvestment in Seven CPSEs (NHPC, NTPC, PFC, REC, SAIL, NLC & IOCL) through Offer For Sale (OFS) of shares in the domestic market - Request For Proposals. Legal Advisers- domestic and international- for disinvestment in Seven CPSEs 12 May 2017 - 3:00pmDIPAM
3.Appointment of Legal Advisers- domestic and international- for disinvestment in six CPSEs (BDL,GRSE, MDL, MIDHANI,NEEPCO & MSTC) through Initial Public Offering (IPO) in the domestic market- Request For Proposals. Legal Advisers- domestic and international- for disinvestment in six CPSEs 3 May 2017 - 3:00pmDIPAM

Transcation Advisors

Schedule of Presentations

Sl.No.ITEMCOMPANYLAST DATE/TIME OF SUBMISSIONISSUED BY

Advertising/ PR Agencies

Advertisements/Notices

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Schedule of Presentations

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III.PAST RFPs

Contact details of Merchant Bankers and Legal Advisors- CPSE wise

S.No. CPSEs Merchant Banker Legal Advisor
1 NFL Elara Capital (India) Pvt. Ltd., Indiabulls Finance Centre, Tower 3, 21st Floor, Senapati Bapat Marg, Elphinstone Road (West), Mumbai- 400013, Shri Vivek Khurana, Vice President, SBI Capital Market Ltd., 6th Floor, World Tower, Barakhamba Lane, New Delhi-110001.
2 RCFL Shri Gulshan Kumar, Vice President, IDBI Capital Markets Securities Ltd. 2nd Floor, 51/3, D B Gupta Road (Opposite Khalsa College), Karol Bagh, New Delhi-110005, IDBI Capital Market Securities Ltd., Shri Vivek Khurana, Vice President, SBI Capital Market Ltd., 6th Floor, World Tower, Barakhamba Lane, New Delhi-110001.
3 ITDC Shri Gulshan Kumar, Vice President, IDBI Capital Markets Securities Ltd . 2nd Floor, 51/3, D B Gupta Road (Opposite Khalsa College), Karol Bagh, New Delhi-110005, IDBI Capital Market Securities Ltd., Shri Vivek Khurana, Vice President, SBI Capital Market Ltd., 6th Floor, World Tower, Barakhamba Lane, New Delhi-110001.
4 NBCC Shri Mangesh Ghogre, Executive Director, Nomura Financial Advisory and Securities (India) Pvt. Ltd., Investment Banking Division, Ceejay House, Level 11, Dr. Annie Besant Road, Worli Mumbai-400018 , Shri Shitij Kale, Director, Citigroup Gobal Markets India Pvt. Ltd., 14th Floor, First International Financial Centre, G Block, Bandra Kurla Complex, Bandra East, Mumbai- 400051, Ms. Kanika Sarawgi, Vice President, Axis Capital, Axis House, 8th Floor, Wadia International Centre, P.B. Marg. Worli, Mumbai - 400025
5 OIL & Natural Gas Corporation Limited (ONGC) ICICI Securities Ltd. - Mr. Mohanjit Singh Sr. Vice President ,Tel. No.+91-11-24363813, Email: mohanjit[dot]singh[at]icicisecurities[dot]com, Citigroup Global Markets India Pvt. Ltd. - Mr. Arvind Vashistha Director & Head Equity Capital Markets, Tel. No.+91-22-61759823, Email: arvind[dot]vashistha[at]citi[dot]com , UBS Securities India Pvt. Ltd. - Mr. Gaurav Mehta Executive Director Investment Banking ,Tel. No.+91-22-61556000 ,Email: gaurav-a[dot]mehta[at]ubs[dot]com, HSBC Securities and Capital Markets (India) Pvt Ltd. - Mr. Sanjay Bajaj Managing Director Equity Capital Markets , Tel. No.+91-22-22685555 ,Email: sanjaybajaj[at]hsbc[dot]co[dot]in, Kotak Mahindra Capital Co. Ltd. - Ms. Shyamla Khera, Tel. No.+91-11-66176000 ,Email: shyamla[dot]khera[at]kotak[dot]com
6 Bharat Heavy Electricals Limited (BHEL) Citigroup Global Markets India Pvt. Ltd. - Mr. Arvind Vashistha Director & Head Equity Capital Markets ,Tel. No.+91-22-61759823 ,Email: arvind[dot]vashistha[at]citi[dot]com, ICICI Securities Ltd. - Mr. Mohanjit Singh Sr. Vice President, Tel. No.+91-11-24363813 ,Email: mohanjit[dot]singh[at]icicisecurities[dot]com, Edelweiss Securities Ltd. - Mr. Jibi Jacob Vice President, Tel. No.+91-22-40094400 ,Email: jibi[dot]jacob[at]edelweissfin[dot]com
7 National Aluminium Company Limited (NALCO) SBI Capital Markets Ltd. - Mr. Gitesh H. Vargantwar Assistant Vice President ,Tel. No.+91-22-22188332, Email: gitesh[dot]vargantwar[at]sbicaps[dot]com, Edelweiss Securities Ltd. , Mr. Jibi Jacob Sr. Vice President ,Tel. No.+91-22-40094400 ,Email: jibi[dot]jacob[at]edelweissfin[dot]com, ICICI Securities Ltd. , Mr. Mohanjit Singh Sr. Vice President ,Tel. No.+91-11-24363813 ,Email: mohanjit[dot]singh[at]icicisecurities[dot]com, Deutsche Equities India Pvt. Ltd. , Mr. Viren Jairath Vice President, Tel. No.+91-22-71804789, Email: viren[dot]jairath[at]db[dot]com
8 Hindustan Copper Limited (HCL) Deutsche Equities India Pvt. Ltd.- Mr. Viren Jairath Vice President ,Tel. No.+91-22-71804789, Email: viren[dot]jairath[at]db[dot]com, Edelweiss Securities Ltd. - Mr. Jibi Jacob Sr. Vice President ,Tel. No.+91-22-40094400 ,Email: jibi[dot]jacob[at]edelweissfin[dot]com, SBI Capital Markets Ltd. - Mr. Gitesh H. Vargantwar Assistant Vice President, Tel. No.+91-22-22188332, Email: gitesh[dot]vargantwar[at]sbicaps[dot]com, ICICI Securities Ltd. - Mr. Mohanjit Singh Sr. Vice President, Tel. No.+91-11-24363813, Email: mohanjit[dot]singh[at]icicisecurities[dot]com
9 OIL India Limited (OIL) Citigroup Global Markets India Pvt. Ltd - Mr. Arvind Vashistha Director & Head Equity Capital Markets ,Tel. No.+91-22-61759823 ,Email: arvind[dot]vashistha[at]citi[dot]com , ICICI Securities Ltd.- Mr. Mohanjit Singh Sr. Vice President, Tel. No.+91-11-24363813, Email: mohanjit[dot]singh[at]icicisecurities[dot]com, IDBI Capital Market Services Ltd. - Mr. P.K. Sethi Sr. Executive Vice President ,Tel. No.+91-22-43221212, Email: pk[dot]sethi[at]idbicapital[dot]com
10 Coal India Limited (CIL) JM Financial Institutional Securities Pvt. Ltd. -Mr. Anirudh Singhal Director, Tel. No.+91-11-41305000, Email: anirudh[dot]singhal[at]jmfl[dot]com, SBI Capital Markets Ltd. - Mr. Gitesh H. Vargantwar Assistant Vice President ,Tel. No.+91-22-22188332, Email: gitesh[dot]vargantwar[at]sbicaps[dot]com, ICICI Securities Ltd. - Mr. Mohanjit Singh Sr. Vice President ,Tel. No.+91-11-24363813 ,Email: mohanjit[dot]singh[at]icicisecurities[dot]com, Kotak Mahindra Capital Co. Ltd. - Ms. Shyamla Khera ,Tel. No.+91-11-66176000 ,Email: shyamla[dot]khera[at]kotak[dot]com , Axis Capital Limited -Mr. Akash Aggarwal Vice President ,Tel. No.+91-022-43252525 ,Email: akash[dot]aggarwal[at]axiscap[dot]in