SEBI ICDR Regulations 2009 List
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| S.No | Chapter/Schedule | Title | View / Download |
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| 1 | CHAPTER I | PRELIMINARY |
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| 2 | CHAPTER II | COMMON CONDITIONS FOR PUBLIC ISSUES AND RIGHTS ISSUES |
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| 3 | CHAPTER III | PROVISIONS AS TO PUBLIC ISSUE |
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| 4 | PART I | ELIGIBILITY REQUIREMENTS |
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| 5 | PART II | PRICING IN PUBLIC ISSUE |
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| 6 | PART III | PROMOTERS' CONTRIBUTION |
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| 7 | PART IV | RESTRICTION ON TRANSFERABILITY (LOCK-IN) OF PROMOTERS' CONTRIBUTION, ETC. |
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| 8 | PART V | MINIMUM OFFER TO PUBLIC, RESERVATIONS, ETC. |
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| 9 | CHAPTER IV | RIGHTS ISSUE |
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| 10 | CHAPTER V | MANNER OF DISCLOSURES IN THE OFFER DOCUMENTS |
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| 11 | CHAPTER VI | GENERAL OBLIGATIONS OF ISSUER AND INTERMEDIARIES WITH RESPECT TO PUBLIC ISSUE AND RIGHTS ISSUE |
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| 12 | CHAPTER VII | PREFERENTIAL ISSUE |
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| 13 | CHAPTER VIII | QUALIFIED INSTITUTIONS PLACEMENT |
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| 14 | CHAPTER IX | BONUS ISSUE |
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| 15 | CHAPTER X | ISSUE OF INDIAN DEPOSITORY RECEIPTS |
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| 16 | CHAPTER XA | ISSUE OF SPECIFIED SECURITIES BY SMALL AND MEDIUM ENTERPRISES |
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| 17 | CHAPTER XI | MISCELLANEOUS |
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SEBI ICDR Regulations 2009 List
| S.No | Chapter/Schedule | Title | View / Download |
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| 1 | SCHEDULE I | INTER-SE ALLOCATION OF RESPONSIBILITIES |
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| 2 | SCHEDULE II | FORMAT OF AGREEMENT BETWEEN LEAD MERCHANT BANKERS TO THE ISSUE AND ISSUER/ISSUING COMPANY |
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| 3 | SCHEDULE III | MANDATORY COLLECTION CENTRES |
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| 4 | SCHEDULE IV | FEES TO BE PAID ALONG WITH OFFER DOCUMENT |
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| 5 | PART A | FEES TO BE PAID ALONG WITH DRAFT OFFER DOCUMENT OR IN CASE OF A FAST TRACK ISSUE, ALONG WITH OFFER DOCUMENT |
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| 6 | PART B | FEES TO BE PAID ALONG WITH UPDATED OFFER DOCUMENT |
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| 7 | SCHEDULE V | MANNER OF SUBMISSION OF SOFT COPY OF DRAFT OFFER DOCUMENT AND OFFER DOCUMENT TO THE BOARD |
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| 8 | SCHEDULE VI | FORMATS OF DUE DILIGENCE CERTIFICATES |
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| 9 | FORM A | FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY MERCHANT BANKER ALONG WITH DRAFT OFFER DOCUMENT |
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| 10 | FORM B | FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY DEBENTURE TRUSTEE ALONG WITH DRAFT OFFER DOCUMENT |
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| 11 | FORM C | FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY MERCHANT BANKER AT THE TIME OF REGISTERING OFFER DOCUMENT WITH THE REGISTRAR OF COMPANIES/ FILING LETTER OF OFFER WITH THE DESIGNATED STOCK EXCHANGE |
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| 12 | FORM D | FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY MERCHANT BANKER IMMEDIATELY BEFORE OPENING OF THE ISSUE |
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| 13 | FORM E | FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY MERCHANT BANKER AFTER OPENING OF THE ISSUE BUT BEFORE CLOSURE OF SUBSCRIPTION |
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| 14 | FORM F | ADDITIONAL CONFIRMATIONS/ CERTIFICATION TO BE GIVEN BY MERCHANT BANKER IN DUE DILIGENCE CERTIFICATE TO BE GIVEN ALONG WITH OFFER DOCUMENT FOR FAST TRACK ISSUE |
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| 15 | FORM G | FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY MERCHANT BANKER ALONG WITH FINAL POST ISSUE REPORT |
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| 16 | FORM H | ADDITIONAL CONFIRMATIONS/ CERTIFICATION TO BE GIVEN BY MERCHANT BANKER IN DUE DILIGENCE CERTIFICATE TO BE GIVEN ALONG WITH OFFER DOCUMENT REGARDING SME EXCHANGE |
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| 17 | SCHEDULE VII | NATURE OF UPDATION/ CHANGES IN THE OFFER DOCUMENT AND CONSEQUENT STEPS THEREIN REQUIRING FILING OF UPDATED OFFER DOCUMENT |
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| 18 | SCHEDULE VIII | DISCLOSURES IN OFFER DOCUMENT, ABRIDGED PROSPECTUS AND ABRIDGED LETTER OF OFFER |
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| 19 | PART A | DISCLOSURES IN RED HERRING PROSPECTUS, SHELF PROSPECTUS AND PROSPECTUS |
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| 20 | PART B | CERTAIN DISCLOSURES NOT MANDATORY IN CASE OF FAST TRACK PUBLIC ISSUE |
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| 21 | PART C | CERTAIN DISCLOSURES NOT MANDATORY IN CASE OF FURTHER PUBLIC OFFER |
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| 22 | PART D | DISCLOSURES IN ABRIDGED PROSPECTUS |
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| 23 | PART E | DISCLOSURES IN LETTER OF OFFER |
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| 24 | PART F | DISCLOSURES IN ABRIDGED LETTER OF OFFER |
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| 25 | SCHEDULE IX | FORMAT OF REPORT TO BE SUBMITTED BY MONITORING AGENCY |
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| 26 | SCHEDULE X | FACILITIES OR SERVICES INCLUDED IN THE TERM "INFRASTRUCTURE SECTOR" |
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| 27 | SCHEDULE XI | BOOK BUILDING PROCESS |
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| 28 | PART A | BOOK BUILDING PROCESS |
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| 29 | PART B | FORMAT OF BID DATA DISPLAYED ON STOCK EXCHANGE |
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| 30 | PART C | ILLUSTRATION REGARDING ALLOTMENT TO QUALIFIED [INSTITUTIONAL] BUYERS OTHER THAN ANCHOR INVESTORS |
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| 31 | PART D | ALTERNATE METHOD OF BOOK BUILDING |
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| 32 | SCHEDULE XII | FORMAT OF REPORT FOR GREEN SHOE OPTION |
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| 33 | SCHEDULE XIII | FORMATS OF ADVERTISEMENTS FOR PUBLIC ISSUE |
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| 34 | PART A | FORMAT OF PRE-ISSUE ADVERTISEMENT FOR PUBLIC ISSUE (FIXED PRICE/ BOOKBUILT) |
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| 35 | PART B | FORMAT OF ISSUE OPENING ADVERTISEMENT FOR PUBLIC ISSUE (FIXED PRICE/ BOOKBUILT) |
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| 36 | PART C | FORMAT OF ISSUE CLOSING ADVERTISEMENT FOR PUBLIC ISSUE (FIXED PRICE/ BOOKBUILT) |
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| 37 | SCHEDULE XIV | ILLUSTRATION EXPLAINING MINIMUM APPLICATION SIZE |
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| 38 | SCHEDULE XV | ILLUSTRATION EXPLAINING PROCEDURE OF ALLOTMENT |
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| 39 | SCHEDULE XVI | FORMATS OF POST ISSUE REPORTS |
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| 40 | PART A | FORMAT OF INITIAL POST ISSUE REPORT FOR PUBLIC ISSUE |
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| 41 | PART B | FORMAT OF INITIAL POST ISSUE REPORT FOR RIGHTS ISSUE |
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| 42 | PART C | FORMAT OF FINAL POST ISSUE REPORT FOR PUBLIC ISSUE |
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| 43 | PART D | FORMAT OF FINAL POST ISSUE REPORT FOR RIGHTS ISSUE |
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| 44 | SCHEDULE XVII | FORMAT OF UNDERWRITING DEVOLVEMENT STATEMENT |
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| 45 | SCHEDULE XVIII | DISCLOSURES IN PLACEMENT DOCUMENT |
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| 46 | SCHEDULE XIX | DISCLOSURES IN PROSPECTUS AND ABRIDGED PROSPECTUS FOR ISSUE OF INDIAN DEPOSITORY RECEIPTS |
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| 47 | PART A | DISCLOSURES IN PROSPECTUS FOR ISSUE OF INDIAN DEPOSITORY RECEIPTS |
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| 48 | PART B | DISCLOSURES IN ABRIDGED PROSPECTUS FOR ISSUE OF INDIAN DEPOSITORY RECEIPTS |
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| 49 | PART C | FORMAT OF THE DUE DILIGENCE CERTIFICATE TO BE FILED BY THE LEAD MANAGER FOR IDR ISSUES |
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| 50 | SCHEDULE XX | AMENDMENTS TO OTHER REGULATIONS |
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SEBI ICDR Regulations 2009 List
| AMENDMENTS |
|---|
SEBI ICDR Regulations 2009 List
| S.No | Date | Title | View / Download |
|---|---|---|---|
| 1 | November 12, 2010 | Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)(Fourth Amendment) Regulations, 2010 |
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| 2 | April 29, 2011 | SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2011 |
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